Minimum Documentary Requirements
- Participating Trust Agreement
- Account Opening Instruction Form
- Customer Information Form - per signatory
- Customer Information Form - corporate
- Client Suitability Assessment Form
- Risk Disclosure
- IDs
- Investment Declaration (if investments do not match the risk tolerance of the client)
- Letter of Instruction - if client wants you to debit his/her CASA
- Articles of Incorporation
- By-Laws
- General Information Sheet - latest
- UBO report - done by store/Trust
- Secretary's Certificate - approving investment in UITF, appointing EW Trust as Trustee and list of the Corporation's authorized signatories
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